Assorted Final and Immediately Effective SRO Rules
- C2 - Effective Immediately - Change Relating to the Options Regulatory Fee
- CBOE - Effective Immediately - Change Relating to the Options Regulatory Fee
- NDTC - Effective Immediately - Change to Enable The Depository Trust Company to Collect and Pass through Certain Fees Owed by Participants to Transfer Agents in Connection with the Deposit and Withdrawal at Custodian System
- ISE - Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of a Security
- ISE - Effective Immediately - Amend Fees for Certain Regular and Complex Orders Executed on the Exchange (See also: Exhibit 5)
- ISE - Effective Immediately - Amend the Schedule of Fees
- NASDAQ - Final Rule - Amend Rule 4758(a)(1)(A) to Reflect a Change in NASDAQ's Routing Functionality
- NASDAQ OMX BX - Effective Immediately - Modify BX's Fee Schedule Governing Order Routing
- NYSE Arca - Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Option Contracts Overlying 10 Shares of a Security
- NYSE Arca - Final Rule - Amending NYSE Arca, Inc. Rule 3.2 and NYSE Arca Equities, Inc. Rule 3.2, Which Concern the Nomination and Election of Fair Representation Directors
- NYSE Arca - Effective Immediately - Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services (See also: Exhibit 5)
- NYSEMKT - Effective Immediately - Change Relating to Amendments to the NYSE Amex Options Fee Schedule Regarding a Rebate for Order Flow Providers, an Increase in the Service Fee Applicable to Market Makers, and a Fee for Market Maker Executions of SPY Options (See also: Exhibit 5)
- NYSEMKT - Effective Immediately - Implementing Changes to the NYSE Amex Options Fee Schedule Relating to the Monthly Cost for an Amex Trading Permit and Monthly Fees Relating to Trading in Premium Products (See also: Exhibit 5)
- Phlx - Effective Immediately - Change Relating to Pricing in Select Symbols and Multiply-Listed Options (See also: Exhibit 5)
- Phlx - Effective Immediately - Change Relating to Clearing Arrangements (See also: Exhibit 5)