Approval of Rule Change Relating to the Requirement to Maintain a Balance Certificate in the FAST Program

SEC Release No. 34-64191; SR-DTC-2010-15

April 5, 2011

The SEC approved a DTC proposal to remove a requirement that transfer agents that use its Fast Automated Securities Transfer ("FAST") program must maintain a balance certificate for exchange-listed issues that participate in the direct registration system.

Cross References

SEC Release No. 34-63320 (proposal)