Approval of FINRA Amendments to Discovery Guide and Rules of Arbitration Procedure

SEC Release 34-64166; SR-FINRA-2010-035

April 1, 2011

The SEC published for comment a FINRA proposal to amend FINRA's Discovery Guide (including Document Production Lists) and to make conforming changes to Rules 12506 and 12508 of the Code of Arbitration Procedure for Customer Disputes.

Cross References

SEC Release 34-62584 (Proposal)

FINRA Rules 12506, 12508