Adjusting Civil Monetary Penalty Amounts for Inflation; Final Rule (SEC - Pre-Fed. Reg. Version)

The SEC is adopting a rule adjusting for inflation the maximum amount of civil monetary penalties under the Securities Act, the Exchange Act, the Investment Company Act and the Advisers Act, and certain penalties under the Sarbanes-Oxley Act of 2002.

Effective Date: [Date of publication in the Federal Register].

Click here to view rule release in full (links externally to SEC website).