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CFTC’s Division of Market Oversight Issues Letter to Market Participants Regarding Compliance with Large Trader Reporting System for Physical Commodity Swaps and Swaptions (CFTC Press Release)

The CFTC Division of Market Oversight issued a letter to market participants providing temporary no-action relief for less than fully compliant reporting of positions based on ownership under the CFTC's large trader reporting system for physical commodity swaps and swaptions.

View notice in full here(links externally to CFTC website).

Tags

Regulated Activities
Ownership Regulatory Reporting
Sub-Activity
CFTC Large Position / Large Trader Reports (Pts. 15-21)
Regulated Entities
FCMs and IBs, Floor Brokers Swap Dealers / SBSDs Traders / Investors / Counterparties
Regulated Products
Swaps / SBS Futures / Security Futures
Sub-Product
Physical Commodity Swaps
Body of Law
CEA Regulation
Jurisdiction
US - Federal
Organization
CFTC, NFA, CFTC Markets
Sub-Author
CFTC