CFTC/SEC Dodd-Frank Rulemaking Final Rule

July 27, 2011

76 FR 44776

The CFTC is amending its existing regulations governing the submission of new products, rules, and rule amendments. The final regulations establish the Commission's procedural framework for the submission of new products, rules, and rule amendments by designated contract markets derivatives clearing organizations, swap execution facilities, and swap data repositories. In addition, the final regulations prohibit event contracts involving certain excluded commodities, establish special submission procedures for certain rules proposed by systemically important derivatives clearing organizations, and stay the certifications and the approval review periods of novel derivative products pending jurisdictional determinations.

Effective Date:, September 26, 2011

• Correction Made at 76 FR 45666 // PDF Version

Cross References

Dodd-Frank Act, Title VII, Sec. 745; amended CEA Sec. 5c; 17 CFR Part 40