CFTC/SEC Dodd-Frank Rulemaking - Clearing Member Risk Management
76 FR 45724
The CFTC is proposing rules to implement new statutory provisions enacted by Title VII of the Dodd-Frank Act. The proposed rules address risk management for cleared trades by futures commission merchants, swap dealers, and major swap participants that are clearing members.
Closing Date: 9/30/2011
Cross References
Dodd-Frank Act, Title VII; CEA Secs. 3(b), 4s(j), 4d, 4f, 4g, and 8a(5); 17 CFR Parts 1 and 23