CFTC Issues Notice of Temporary SEF Registration to GTX

The CFTC announced that it has approved the application of GTX SEF, LLC (GTX) for temporary registration as a swap execution facility ("SEF"). GTX, a Delaware limited liability company and an indirect wholly owned subsidiary of Gain Capital Holdings, Inc., is the 20th SEF to be registered temporarily by the CFTC to date.

The CFTC noted that GTX will be required (as with all future temporarily and fully registered SEFs) to demonstrate continued compliance with applicable provisions of the CEA and CFTC regulations thereunder. As a next step, the CFTC will undertake a substantive review of GTX's application for full registration.

See: CFTC Letter of Approval to GTX SEF, LLC.See generally: Cabinet SEFs Chart (available to Cabinet subscribers only).