CFTC Issues No-Action Relief to CPO from Annual Reporting Requirements (CFTC Letter 14-61)

The CFTC Division of Swap Dealer and Intermediary Oversight ("DSIO") issued no-action relief to a commodity pool operator ("CPO") regarding the Annual Report filing and certification requirements in CFTC Rules 4.22(c) and (d) ("Reporting to Pool Participants"). Additionally, the DSIO granted exemptive relief from CFTC Rule 4.22(d)(1) on the condition that the CPO file an uncertified Annual Report for the 2013 fiscal year, in full compliance with CFTC Rule 4.22(c), by May 31, 2014.

See: CFTC Letter 14-61.