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CFTC Issues No-Action Letter to CME Regarding Written Acknowledgment Requirements (CFTC Letter 14-106)

The CFTC Divisions of Clearing and Risk and Swap Dealer and Intermediary Oversight ("Divisions") issued a no-action letter regarding the procedures by which clearing members pledge margin to the relevant clearing corporations. The letter permits some deviation from the procedures otherwise required by CFTC Rule 1.20(d) and Rule 22.5(a).

See: CFTC Letter 14-106.

Tags

Regulated Activities
Custody
Regulated Entities
Banking Entities FCMs and IBs, Floor Brokers Markets
Sub-Entity
Clearing Organizations
Regulated Products
Swaps / SBS
Body of Law
CEA Regulation
Jurisdiction
US - Federal
Organization
CFTC, NFA, CFTC Markets
Sub-Author
CFTC