CFTC Fact Sheet: Joint Final Rules and Interpretations Defining “Swap,” “Security-Based Swap,” and “Security-Based Swap Agreement”...

The CFTC is proposing rules and interpretative guidance (i) to further define the terms "swap," "security-based swap," and "security-based swap agreement"; (ii) prescribing regulations regarding "mixed swaps"; and (iii) governing books and records for "security-based swap agreements." This is a joint rulemaking with the SEC.

View Fact Sheet on the joint final rules and interpretations here(links externally to CFTC website).