May 23, 2013 CFTC External Meetings The CFTC held various external meetings with Scott Parsons and Delta Strategies; Alan Sobba; and the Investment Company Institute. Tags Regulated Activities Meetings Regulated Entities FCMs and IBs, Floor Brokers Regulated Products Swaps / SBS Body of Law CEA Regulation Jurisdiction US - Federal Organization CFTC, NFA, CFTC Markets Sub-Author CFTC
Regulated Activities Meetings Regulated Entities FCMs and IBs, Floor Brokers Regulated Products Swaps / SBS Body of Law CEA Regulation Jurisdiction US - Federal Organization CFTC, NFA, CFTC Markets Sub-Author CFTC