CFTC Extends Time-Limited No-Action Relief to Eurex Clearing (CFTC Letter 14-27)

The CFTC Division of Clearing and Risk ("DCR") issued an extension of time-limited no-action relief to Eurex Clearing AG (Eurex Clearing).

In the extension of CFTC Letter 13-44, DCR states that it will not recommend enforcement against:

  1. Eurex Clearing for failing to register as a derivatives clearing organization ("DCO") under CEA Section 5b(a), or
  2. clearing members of Eurex Clearing that are U.S. persons for failure to clear certain interest rate swaps or certain credit default swaps on a broad-based index of reference entities ("Index CDS") through a registered or exempt DCO, pursuant to the requirements of CEA Section 2(h)(1)(A) and the implementing regulations thereunder.

The extension of no-action relief will expire at the earlier of: (i) December 31, 2014, or (ii) the date upon which Eurex Clearing becomes registered as a DCO with respect to its IRS and Index CDS clearing businesses.

See: CFTC Press Release; CFTC Letter 14-27.Related news: CFTC Staff Issues Four No-Action Letters on Cross-Border Swaps Issues (Letters 13-43, 13-44, 13-45, 13-46) (with Lofchie Comment)(July 11, 2013).

Tags