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FINRA Proposes Extension of TRACE Reporting Pilot Program

FINRA proposed extending the TRACE pilot program under FINRA Rule 6730(e)(4)("Transaction Reporting") until October 27, 2017.

The Pilot Program exempts transactions in TRACE-eligible securities from TRACE reporting when such transactions are executed on a facility of the New York Stock Exchange, subject to specified conditions.

Primary Sources

  1. Text of FINRA's Proposed Rule Change

Tags

Regulated Activities
Trade Reporting
Sub-Activity
TRACE
Regulated Entities
Broker-Dealers
Regulated Products
Debt
Body of Law
Securities Law
Jurisdiction
US - Federal
Organization
FINRA / MSRB / SEC Exchanges / SIPC / Accountants
Sub-Author
FINRA