Commentary by Steven Lofchie
On September 20, 2021, NYSE Arca, Inc. filed with the SEC a proposed rule change to list a Bitcoin trust that would be "carbon neutral." The SEC extended its time to consider the application.
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Commentary by Steven Lofchie
FINRA revised and redesignated its Interpretations of the SEA Financial and Operating Rules to align with recent SEC amendments.
The CFTC ordered two individuals and their affiliated firms to pay civil monetary penalties for alleged wash sales and noncompetitive trades.
The Congressional Research Service reviewed recent increases to the debt limit and the Treasury Secretary's statutory authority to "invoke extraordinary measures" and declare a "debt issuance suspension period."
House Financial Services Committee Chair Maxine Waters (D-CA) challenged FDIC Chair Jelena McWilliams to cite the legal authority relied on for halting a review of the bank merger process.