The UK Financial Conduct Authority announced that as of January 4, 2022, the publication of LIBOR settings has ended on (i) all euro and Swiss francs, (ii) the overnight/spot next, one-week, two-month and 12-month sterling and Japanese yen, and (iii) the one-week and two-month U.S. Dollar.
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A FINRA-registered representative settled charges for suitability rule violations.
The NFA Business Conduct Committee issued a complaint against an introducing broker and its CEO for registration and supervision violations.
SEC Chair Gary Gensler appointed four new members to the executive staff. New appointees will support policy, enforcement and agency operations.
FDIC Chair Jelena McWilliams sent a letter to President Joseph R. Biden communicating her intent to resign as Chair of the FDIC effective February 4, 2022.