Senate Banking Committee Ranking Member Elizabeth Warren criticized major bank CEOs for opposing credit card interest rate caps.

A research scientist settled SEC charges for trading on material nonpublic information. The information concerned an FDA delay in approving a cancer therapy.

Two Nasdaq options trading exchanges proposed amending their respective rules to remove specific position limits and trading restrictions on various Bitcoin and Ethereum exchange-traded funds.

FINRA charged a firm and its former CEO with failing to detect and prevent excessive trading in an elderly customer's accounts.

The American Bankers Association recommended "adjustments" to the FDIC's Interim Final Rule on special assessment collections; the rule created a mechanism to recover losses to the Deposit Insurance Fund from the 2023 collapse of Silicon Valley Bank.