NYSE Texas, Inc. adopted new rules to grant access to the exchange for the "limited purpose of performing underwriting activity as a principal underwriter," while enhancing oversight of the role underwriters play in company listings, and strengthening regulatory authority over such firms.

The CFTC’s Market Participants Division reissued and expanded qualified eligible person no-action relief for private fund managers.

Kalshi, a regulated prediction market exchange, suspended two traders in unrelated enforcement actions for engaging in prohibited transactions involving influence over event outcomes and the use of material non-public information.

Senate Democrats accused federal banking regulators of weakening longstanding civil rights safeguards by removing references to disparate impact liability from their supervision guidance documents.

An investment adviser settled SEC charges for failing to reasonably determine and disclose the fair market value of principal trades with its advised funds during a period of significant market disruption.