The North American Securities Administrators Association warned investors of potential financial scams that take place in the Metaverse and recommended that investors do their due diligence.

The MSRB proposed amendments to its professional qualification requirements to expand and align the MSRB's continuing education program requirements with FINRA's recently updated standards.

SIFMA and the Structured Finance Association offered "conceptual" and "granular" comments on the Federal Reserve Board's proposed rule to implement the Adjustable Interest Rate ("LIBOR") Act.

NFA notified its members that swap dealers must electronically file required notices related to swap dealer initial margin models.

A broker-dealer settled parallel NYSE Arca and NYSE American charges for failing to "establish, document, and maintain a system of risk management controls" reasonably designed to (i) prevent the entry of erroneous orders and (ii) supervise the review of potential erroneous orders post-transaction.