An aircraft industry company settled charges for making material misleading statements to the public regarding a recently developed airplane model's safety.

A broker-dealer settled FINRA charges for failing to adequately supervise the outside business activities of its registered representatives.

FINRA proposed amendments to its rules on clearly erroneous transactions in exchange listed securities to make a pilot program permanent and "limit the circumstances where clearly erroneous review would continue to be available during regular trading hours."

Comments on a FINRA proposal to update Arbitration Code references related to the new arbitrator list selection process are due by October 19, 2022.

Sixteen dually registered entities settled SEC and CFTC charges for recordkeeping and supervision violations related to "off-channel" communications involving employees' personal devices.