September 28, 2022

Comment Deadline Set for FINRA Updates on Arbitration Code References

Comments on a FINRA proposal to update Arbitration Code references related to the modified arbitrator list selection process are due by October 19, 2022. The Notice was published in the Federal Register.

As previously covered, FINRA proposed non-substantive updates that would remove references to the "Neutral List Selection System" and replace them with references to the "list selection algorithm." The amendments are intended to align the Arbitration Codes with FINRA's Dispute Resolution Service's current practices.

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