The SEC Division of Examinations found deficiencies in reports on how broker-dealers identified venues, classified orders and calculated aggregate net rebates, in violation of order routing information disclosure rules.

The CFPB analyzed complaints relating to crypto assets between October 2018 and September 2022 and found that the complaint rate increased year to year. The CFPB questioned whether crypto asset platforms are effectively monitoring for misconduct.

IOSCO issued recommendations for regulators to improve ESG guidance, disclosures and standards, and for asset managers and ESG information providers to prevent greenwashing.

The CFTC Division of Market Oversight extended no-action relief for package transactions.

The SEC Office of Investor Education and Advocacy outlined its expectations for an investment adviser advertising its offered products or services.