The CFTC voted to propose amendments to update certain regulations governing derivatives clearing organizations.

The CFTC voted to solicit comment on a comparability determination for capital and financial reporting requirements applicable to CFTC-registered swap dealers organized and domiciled in Mexico.

A broker-dealer settled FINRA charges for misreporting the covered quantity of OTC short positions to the Large Options Position Report.

OFAC issued a revised General License authorizing energy-related transactions with certain entities through 12:01 a.m. May 15, 2023. The previous version of the GL, authorized such transactions through December 5, 2022.

The MSRB proposed amendments to MSRB Rule G-32 to standardize deadlines for underwriters to submit information on Form G-32 for all types of offerings.