The IRS postponed the application of the new "digital assets broker reporting rules" until the issuance of new final regulations interpreting those sections.

A brokerage firm settled SEC charges for failing to comply with Exchange Act disclosure requirements when acting as an underwriter in connection with multiple limited offerings of municipal securities.

A broker-dealer settled FINRA charges for failing to "establish, maintain, and enforce a reasonable supervisory system . . . to review electronic communications that its registered representatives sent and received."

The SEC approved significant increases in the annual budget of the Public Company Accounting Oversight Board and the related annual accounting support fee.

The CFTC Market Participants Division extended temporary no-action relief to permit futures commission merchants to invest customer funds in securities that include an adjustable interest rate benchmarked to the Secured Overnight Financing Rate.