A broker-dealer settled FINRA charges for overstating the firm's daily trading volume by nearly 148,000,000 shares on Bloomberg and Thomson Reuters, subscriber-based market data platforms.

Both sell-side and buy-side trade associations expressed significant reservations on the SEC's proposal to require covered clearing agencies that provide central counterparty services for Treasury securities to require members to centrally clear many of their repo transactions in Treasury securities.

The Federal Reserve Board, the FDIC and the OCC extended previously issued no-action relief to asset managers and other institutions from regulations that limit extensions of credit to "insiders."

The FTC ordered Mastercard to allow merchants that accept Mastercard-branded debit cards saved in e-wallets to route transactions through payment card networks not operated by Mastercard.

A firm operating as a "market center" settled FINRA charges for under-reporting "covered orders" in contravention of SEC disclosure requirements on order execution.