An information technology company settled charges with the SEC for making material misstatements in investor disclosures regarding its non-GAAP earnings.

Federal Reserve Board Governor Michelle W. Bowman addressed the need for a “transparent regulatory posture” in order to foster innovation in the banking system and address concurrent risk.

In an address to the FIA Boca 2023 International Futures Industry Conference, CFTC Chair Rostin Behnam responded to recent developments on cyber risk and service providers, climate risk and crypto risk.

The SEC proposed a new rule that would require market entities to implement procedures designed to address cybersecurity risk, and a related form for disclosing information about cyber incidents and risks.

The CFTC voted to propose rule amendments to codify no-action relief regarding the treatment of separate accounts by futures commission merchants.