A broker-dealer settled FINRA charges for failing to report, or to report accurately, options positions to the FINRA Large Options Positions Reporting system.
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Federal Reserve Board Governor Michelle W. Bowman posed threshold questions to policymakers on issues associated with the potential adoption of a central bank digital currency.
At a hearing before the House Financial Services Committee, witnesses encouraged bipartisan, and federal and state collaboration on a regulatory framework for stablecoins.
The Congressional Research Service reviewed competing arguments on a proposed CFPB regulation on credit card fees.
Comments on SEC's proposed amendments to "modernize" filing procedures through the use of electronic filings are due by May 22, 2023.