FINRA requested comment on a "concept" rule proposal to establish liquidity risk management requirements.

The House Financial Services Committee considered testimony on a proposed discussion draft of a legislative proposal to establish a digital asset framework and provide for related joint rulemaking from the CFTC and the SEC.

The SEC charged an investment adviser and its principal trader for manipulative trading by mismarking orders and engaging in "naked" short selling.

The CFTC extended the comment deadline on a rule proposal that would codify no-action relief related to the treatment of separate accounts by futures commission merchants. The new comment deadline is June 30, 2023.

A District Court found a decentralized autonomous organization liable for operating an illegal trading platform and acting as a futures commission merchant without registering with the CFTC.