SEC Commissioners asked the Small Business Capital Formation Advisory Committee to address capital raising in the context of current market conditions, including among others, rising interest rates and the increasing use of artificial intelligence.

SIFMA criticized SEC proposed amendments to Regulation Systems Compliance and Integrity that would cover entities for which Reg SCI was never intended.

At a conference on digitization of financial services, Treasury Assistant Secretary for Financial Institutions Graham Steele highlighted the benefits and risks being considered as the government continues to explore a central bank digital currency as an option for upgrading money and payments infrastructure.

The CFPB extended the comment deadline on a request for information on (i) the business practices of data brokers and (ii) the collection and sale of consumer information. The new comment deadline is July 15, 2023.

Two broker-dealers settled FINRA charges for trade reporting and supervisory failures.