House Financial Services Committee members Dan Meuser (R-PA) and Blaine Luetkemeyer (R-MO) asked the FDIC to better assess the potential risks and costs associated with reforms to the deposit insurance system.

Senator Elizabeth Warren (D-MA) urged Federal Reserve Board Chair Jerome Powell to "resist industry pressure" to weaken the FRB's proposal to implement the final provisions of the Basel III agreement.

FINRA proposed amendments to a previously proposed three-year pilot program to allow member firms to meet their remote office inspection obligations without on-site visits.

A broker-dealer/investment adviser settled charges with the SEC for violating recordkeeping requirements in connection with its recording of expenses incurred from the broker-dealer's underwriting activities.