U.S. Senator Elizabeth Warren warned that unprecedented corruption in the Trump administration threatened the foundation of American financial markets.

In an advisory on the listing and trading of event contracts, CFTC staff outlined expectations for designated contract markets on product design and surveillance.

The SEC and CFTC signed a Memorandum of Understanding to eliminate regulatory inconsistencies, foster lawful innovation, and streamline oversight across U.S. financial markets.

At its first meeting in 2026, FINRA's Board of Governors approved five rule proposals as part of the "FINRA Forward" rule modernization initiative to update and enhance FINRA rules and guidance.

A firm settled FINRA charges for failing to maintain required minimum net capital and for related supervisory failures.