A firm settled separate charges with The Nasdaq Options Market LLC and The Nasdaq Stock Market LLC for failing to comply with market maker quoting obligations and for related supervisory failures.

A firm settled NYSE Arca charges for prematurely announcing orders, trading beyond client instructions, and for related recordkeeping and supervisory failures.

A judge for the U.S. District Court for the District of Massachusetts dismissed a lawsuit brought by Robinhood Derivatives, LLC seeking a preliminary injunction to prevent the Massachusetts attorney general and state gaming regulators from enforcing state gambling laws against the firm's sports-related event contracts.

The Treasury Department reestablished the Federal Advisory Committee on Insurance to provide advice and recommendations to the Federal Insurance Office from insurance experts, state regulators, and consumer advocates.

The SEC solicited public comments on a request for exemptive relief from certain foreign financial institutions and their non-U.S. clients from mandatory U.S. Treasury clearing requirements.