The CFPB issued a rule to update the agency's procedures for designating nonbank covered persons for supervision. The rule would update proceedings for "determination and voluntary consent" and "post-determination" and make other technical changes.

A foreign options markets exchange notified the SEC of its intent to rely on class no-action relief provided to foreign options markets exchanges, their representatives and foreign options market members that engage in familiarization activities with eligible broker-dealers and eligible institutions.

Individuals and trading firms settled disciplinary actions for CME rule violations.

An investment adviser settled SEC charges for violating the Advisers Act "pay-to-play" rule. SEC Commissioner Hester M. Peirce dissented from the Commission's Order.

The U.S. District Court for the Southern District of New York issued a final judgment against a former senior officer of an investment adviser charged in a scheme to overvalue a mutual fund and hedge fund that the firm advised.