In a unanimous decision, the U.S. Supreme Court ruled that a "pure omission" cannot give rise to a private action for securities fraud under Securities Exchange Act Rule 10b-5(b).
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21962 News Results
In a report on its activities during 2023, the FDIC Office of the Ombudsman highlighted common themes of stakeholder feedback and requests for assistance the Office received in 2023.
In a Risk Alert, SEC Examination staff highlighted deficiencies in compliance with the Investment Adviser Marketing Rule.
FinCEN renewed its Geographic Targeting Orders requiring U.S. title insurance companies to collect and report beneficial ownership information for certain residential real estate purchases.
Senate Banking Committee Republicans introduced a Congressional Review Act resolution of disapproval to overturn the SEC’s recently finalized climate disclosure rules.