The Congressional Research Service reviewed the legal challenges concerning the Federal Trade Commission's final rule banning non-compete clauses for employees.

An accounting firm and its owner settled SEC charges for failing to, and falsely representing that they had complied with PCAOB standards. The fraudulent work impacted more than 500 public company SEC filings.

FINRA proposed a new set of reporting rules to implement an SEC rule on securities lending transparency. The SEC rule, adopted October 13, 2023, requires the reporting of securities lending transactions and provides for the public dissemination of loan information.

A firm settled FINRA charges for failing to send or for sending inaccurate trade confirmations to customers.

The Congressional Research Service reviewed legislative and policy challenges before Congress concerning data privacy, data localization, artificial intelligence and regulation of the technology sector.