The CFPB issued a report highlighting the various problems consumers encounter with credit card rewards programs.
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On behalf of "members of the regulated U.S. financial sector," SIFMA launched an initiative - the "Regulated Settlement Network proof-of-concept" - to explore the feasibility of a shared ledger to settle tokenized commercial bank money, wholesale central bank money, U.S. Treasury securities and other tokenized assets.
A firm settled FINRA charges for supervisory failures over transaction reporting and the collection of customers’ investment profile information relevant for making suitability determinations.
A firm settled FINRA charges for inaccurate or incomplete transaction confirmations.
In a no-action letter, the CFTC’s Market Participants Division said it will not recommend an enforcement action against a registered commodity pool operator for treating certain officers as within the definition of "Qualified Eligible Persons."