View notice in full here (links externally to SEC website).

View notice in full here (links externally to SEC website).

Notice of an application undersection 6(c)of the Investment Company Act for an exemption from section 15(a) and rule 18f-2 under the Act, as well as from certain disclosure requirements. Applicants, including an actively-managed open-end exchange traded fund, request an order that would permit them to enter into and materially amend subadvisory agreements without shareholder approval and would grant relief from certain disclosure requirements. View notice in full here (links externally to SEC website).

View study here. All Dodd-Frank related studies and reports can be accessed via our Dodd-Frank Studies table. Cross References Dodd-Frank §§ 723, 735

The SEC will consider whether to adopt Rule 613 under Section 11A of the Securities Exchange Act. View agenda in full here (links externally to SEC website).