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21953 News Results

July 11, 2012

Proposed Rule Change to Modify Fees and Transaction Credits Applicable to Members That Use the FINRA/NYSE Trade Reporting Facility - Effective Immediately (SEC Release)

View notice in full here (links externally to SEC website).

July 11, 2012

Proposed Rule Change to Amend OCCs Schedule of Fees to Eliminate Fees for Certain Educational Brochures - Effective Immediately (SEC Release)

View notice in full here (links externally to SEC website).

July 11, 2012

Proposed Rule Change to Amend OCCs By-Laws and Rules to Terminate OCCs Pledge Program (SEC Release)

View notice in full here (links externally to SEC website).

July 11, 2012

Proposed Rule Change Adopting New Text to NYSE Arca Equities Rule 9.20(b) to Conform to FINRAs Telemarketing Rule - Effective Immedialy (SEC Release)

View notice in full here (links externally to SEC website).

July 11, 2012

Proposed Rule Change Adopting New Rule Text to NYSE Arca Rule 9.20(b) to Conform to FINRAs Telemarketing Rule - Effective Immediately (SEC Release)

View notice in full here (links externally to SEC website).

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