In its Spring Unified Agenda of Regulatory and Deregulatory Actions, the SEC outlined short-and-long-term regulatory actions that administrative agencies plan to take.

The US District Court for the District of New Jersey granted an SEC Motion for Summary Judgment against a former company compliance attorney for insider trading.

The Treasury Department proposed a rule to expand the jurisdiction of the Committee on Foreign Investment in the United States to include transactions conducted by foreign persons involved in real estate transactions near military installations in the United States.

In its semiannual regulatory agenda, the CFPB identified the rules it will be considering from July 2024 to June 2025.

An investment banking and financial services firm settled FINRA charges for failing to supervise transmittals of customer funds to third parties and to respond to red flags on private securities transactions.