FINRA proposed amending "BrokerCheck Disclosure" requirements to exclude the street address of a registered location that is also a private residence.

In testimony before the US Senate Agriculture Committee, CFTC Chair Rostin Behnam urged members to "fill the regulatory gap" for non-security digital assets.

In its Spring 2024 Regulatory Agenda, the CFTC published a list of rulemakings scheduled to be proposed or finalized over the next year.

The CFPB proposed amending mortgage servicing rules and the responsibilities owed to borrowers in times of stress.

A firm settled NYSE charges for failing to maintain risk management controls and a supervisory system to prevent trading violations.