The SEC granted AQR Capital Management, LLC, et al., an exemption from Sections 12(d)(1)(A), 12(d)(1)(B), 17(a) and Rule 12d1-2(a) of the Act, which pertain to certain registered management investment company's aquisition of certain registered open-end management investment companies outside the same group as the acquiring investment companies, and funds of funds relying on Rule 12d1-2 under the Act to invest in certain financial instruments. Cross Reference(s): Investment Company Act Sections 12 and 17; Investment Company Act Rule 12d1-2 . View order in full here (links externally to SEC

The SEC granted Gladstone Capital Corporation, et al., a request for relief, under sections 17(d), 57(a)(4) and 57(i) and rule 17d-1 of the Investment Company Act, that would permit certain business development companies and registered closed-end management investment companies to co-­invest in portfolio companies with each other, and with an affiliated investment fund. Cross Reference(s): Investment Company Act Sections 17 and 57; Investment Company Act Rule 17d-1. View order in full here (links externally to SEC website).

View release in full here (links externally to SEC website). See also: Exhibit 5

View release in full here (links externally to SEC website). See also: Exhibit 5

View release in full here (links externally to SEC website). See also: Exhibit 5