A firm settled FINRA charges for failing to include the required "No Remuneration" indicator on approximately 50,000 TRACE reports.

The SEC adopted amendments to reporting requirements by registered investment companies on portfolio holdings and liquidity risk management.

An energy trading company settled CFTC charges for attempted manipulation of the market for certain gasoline futures.

A bipartisan group of House representatives urged revisions to a CFPB rule proposal requiring financial institutions to share consumer data with authorized parties.

A US District Court upheld a CFPB rule requiring heightened data reporting by banks and financial institutions on loans to women-owned, minority-owned and small businesses