The Federal Reserve Board published its final individual capital requirements for all large banks, effective October 1, 2024.
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The CFPB warned that gaming companies "use underhanded tactics to encourage spending, which can lead to unexpected charges on your debit card, credit card, or mobile payment service."
A broker-dealer settled FINRA charges for disseminating misleading claims about the firm's services and performance.
A designated contract market settled CFTC charges for failing to disclose a volume-based payment component in a "Designated Market Maker" incentive program and for making misleading statements to the CFTC regarding the program.
Two firms, both broker-dealers under a parent company, settled FINRA charges for failing to supervise trading activities to detect and prevent potentially manipulative practices.