In new survey results on the implementation of certain IOSCO Principles to address commodity derivatives market volatility, regulators and exchanges reported challenges when applying IOSCO principles to the OTC markets.

House Financial Services Committee Chair Patrick McHenry and Ranking Member Maxine Waters introduced a bill that would direct federal regulators to conduct public studies on the "realized and potential benefits and risks of AI" in the financial services and housing industries.

The SEC approved the application for registration of 24X National Exchange LLC, a fully automated electronic trading platform for listed NMS stocks that would operate 23 hours per day, five days per week.

A firm settled FINRA charges for compensating influencers who posted misleading and promissory content on social media.

A firm settled FINRA charges for failing to adequately "supervise the outside securities accounts disclosed to the firm by its associated persons."