In an advisory addressing the integration of AI within CFTC-regulated markets, the staff of the CFTC's Division of Clearing and Risk, Division of Data, Division of Market Oversight and Market Participants Division, emphasized that CFTC-regulated entities leveraging AI technology must ensure compliance with applicable CFTC statutory and regulatory requirements.

The US District Court for the Eastern District of Texas granted a preliminary injunction against the enforcement of the Corporate Transparency Act and stayed the January 1, 2025 compliance deadline for entities formed prior to January 1, 2024.

A biotherapeutics company settled SEC charges for making materially false statements to investors about the status of the Food and Drug Administration's clinical trials on two of the company's drug candidates.

A broker-dealer settled FINRA charges for Regulation Best Interest duty of care violations and related supervisory deficiencies.

The CFTC summarized its enforcement efforts for Fiscal Year 2024, touting a "record-setting $17.1 billion in monetary relief [and] sanctions" driven by digital assets actions.