The Investment Company Institute wrote a comment letter in which it, on the one hand, "strongly endorsed" the SEC's proposal to require long-term mutual funds and exchange-traded funds to adopt formal, written liquidity risk management programs, and, on the other hand, also offered strong and detailed criticism of every aspect of the proposal, and argued that the SEC's "prescriptive, cumbersome requirements could actually set back the Commission’s and the fund industry’s shared goal of reducing liquidity-related risk."

The CFTC issued an order delegating responsibilities to the NFA for notices of swap valuation disputes .

The Office of Financial Research published quantitative information on bilateral repurchase agreement activities in the U.S. securities financing market.

The CFTC Technology Advisory Committee will meet to discuss (i) the CFTC's proposed Regulation Automated Trading (Reg. AT), (ii) swap data standardization and harmonization, and (iii) blockchain and the potential application of distributed ledger technology to the derivatives market.

FINRA informed investors of "critical steps" to take to safeguard financial accounts to help prevent identity theft in an Investor Alert.