FINRA proposed that the implementation date for the No-Remuneration indicator be extended to July 18, 2016.

The SEC requested comment on a series of FINRA-proposed rule changes concerning trading information and reporting for alternative trading systems that are immediately effective. The SEC's request was published in the Federal Register.

The SEC submitted an information collection request, titled "Simplification of Disclosure Requirements for Emerging Growth Companies and Forward Incorporation by Reference on Form S-1 for Smaller Reporting Companies,” to the Office of Management and Budget for review and clearance under the Paperwork Reduction Act of 1995. The SEC Notice was published in the Federal Register.

Investment Company Institute ("ICI") Chief Economist Brian Reid, author of one component of the ICI's multipart response to the SEC’s liquidity risk management proposal and the SEC’s Division of Economic and Risk Analysis’ ("DERA") study, Liquidity and Flows of U.S. Mutual Funds, explained one unintended consequence of the SEC’s six-bucket liquidity classification scheme: incorrect fund liquidity assessments.

SEC Director of the Division of Corporate Finance Keith Higgins discussed cross-border regulation of issuers and capital markets offerings.