The SEC charged a corporate employee's family member with insider trading in advance of a tech company acquisition.

The Financial Stability Oversight Council voted to rescind its determination that GE Capital Global Holdings, LLC is a systemically important financial institution subject to enhanced prudential standards and supervision by the Board of Governors of the Federal Reserve System.

FINRA fined a firm $6 million for failing to provide to regulators complete and accurate blue sheet trade data.

The Committee on Payments and Market Infrastructures and IOSCO issued a final report that contained the "first internationally agreed guidance on cybersecurity for the financial industry."

IOSCO and the Committee on Payments and Market Infrastructures published its third update to the Level 1 assessments of implementation monitoring of the Principles for Financial Market Infrastructures.