CFTC Commissioner J. Christopher Giancarlo reprimanded U.S. prudential regulators and the CFTC for ordering swap dealers to meet a contested September 1 deadline for the implementation of margin requirements applicable to uncleared swaps.
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The SEC awarded more than $22 million to a whistleblower and announced that it now has granted over $100 million in whistleblower awards.
The CFTC extended the comment period for a proposal to amend certain regulations applicable to annual reports that a commodity pool operator must distribute for each pool that it operates.
The SEC requested comment on a FINRA proposal to delay the effective date of a rule change that would clarify the operation of its "Regulation NMS Plan to Address Extraordinary Volatility" following a trading pause or regulatory halt in an NMS security.
The SEC adopted amendments implementing the statutory requirement that security-based swap data repositories make data available to certain regulators and other authorities.