The CFTC adopted a comparability determination that will allow substituted compliance with Japan's margin requirements for uncleared swaps. The final determination was published in the Federal Register.
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SEC Enforcement Director Andrew Ceresney asserted that the SEC Whistleblower Program has had a "transformative impact" on the detection and prosecution of illegal conduct.
The Basel Committee on Banking Supervision determined that all large internationally active banks meet Basel III minimum and target Common Equity Tier 1 capital requirements.
The Office of the Comptroller of the Currency identified supervisory priorities in an FY 2017 Operating Plan for Bank Supervision.
The MSRB notified members that the SEC approved a proposal to provide academic institutions with post-trade municipal securities transaction data collected through the MSRB Real-Time Transaction Reporting System.