University of Houston Finance Professor Pirrong argues that the swap de minimis threshold is "a classic analysis of inefficient law."

The House Financial Services Committee launched an investigation into the alleged opening of unauthorized accounts by a major financial institution. The Committee will review the roles of the CFPB and the OCC in overseeing this conduct.

New SRO rules, rule proposals and NMS plans were announced by the SEC. Click on the links below to view SEC notices of exchange rule changes and proposals for the week of September 12 – September 16.

Numerous trade associations urged the U.S. Treasury to ensure that its UK and EU counterparts maintain market stability throughout the process of "Brexit."

SEC Commissioner Michael S. Piwowar urged public comment on Regulation NMS in conjunction with the SEC's annual review of certain final rules under the Regulatory Flexibility Act.